AWARE IIIa results
Firstly, thanks to Peter for bringing this to my attention. It was published a couple of days ago:

I have called this study AWARE IIIa as it is latest in a sequence of studies involving Sam Parnia (don’t think there is a formal name for this study at the moment). The first author is Joshua Ross, a resident physician at NYU Langone, and Parnia is the last-named author. First and last names on a publication are always considered the principal players in the study.
I call it IIIa because it is a pilot study looking at the feasibility of a larger potential study looking into consciousness during deep hypothermic circulatory arrest (DHCA). We have been waiting for something from this for a while now, especially as I have noted previously that recruitment started summer 2020. This paper confirms that and reports on patients recruited from 7/20 to 1/22 from 10 hospitals. It was funded by NYU and the Templeton foundation.
The idea of a study like this has been bouncing around for a while now. One of the most famous NDEs ever, Pam Reynolds, occurred during DHCA. The patient’s heart is stopped slowly under controlled conditions by cooling the body to less than 20 °C, surgery is performed, usually within 1 hour, then the body slowly warmed and the heart restarted. It is now a relatively routine procedure for types of surgery where stopping blood flow is important.
Given that the heart stops – cardiac arrest or CA – this has often been regarded as a possible model for NDEs under controlled conditions with the massive advantage that patients survive (only about 10-20% of in-hospital CAs survive to discharge). Given that patients undergoing DHCA have actually reported NDEs (or REDs), exploring this further made a lot of sense, and I was previously very excited about such a study. However, despite some early positive data from the Montreal study led by Beauregard, a more recent study showed no NDEs in a cohort of DHCA patients (HCA study from 2021). This led to me being a bit skeptical about a DHCA study producing a hit. My thinking was that maybe the patient had to be conscious prior to CA, and for the experience to be sudden for the consciousness to be “jolted out of the brain” or to allow disinhibition to occur, as Parnia would say.
Anyway, on to the study:
Design: feasibility study using similar equipment to that deployed in AWARE II – namely an ipad with images only visible from above and earbuds repeating words, as well as EEG and oximetry equipment. All of this would obviously be in place prior to CA, a huge advantage to AWARE II, as would patient consent be.
Results: Remember this is only a pilot to establish methodology, so the numbers were small:
- 35 post procedure interviews
- No explicit recall of images or words (3 fruits) – i.e. no one remembered seeing the images or hearing the words during the procedure
- 1 NDE/RED experience, but without an OBE
- 2 patients had recollections more consistent with CPRIC or ICU delirium
- 3 patients (8.6%) were able to guess the fruits correctly – the authors suggests this may imply implicit recall (i.e. they heard it, subconsciously recorded hearing it, but don’t remember hearing), I think this is a big stretch, something they acknowledge as well, as I will explain below
- Cerebral activity showed 70% of patient brains were isoelectric (no activity) during DHCA with about 30% having delta waves
My initial response to this was disappointment as once again we have a study without a hit, but on reflecting overnight on it, I am not so discouraged. Why is that?
Once again the numbers were small. Only 35 were interviewed. Now if these were CAs that occurred in an ICU or ER and were sudden as with most NDEs, you would expect 3-6 NDE/RED reports, but there is only one. If my thinking outlined above is correct – namely that a sudden/unexpected cessation of heartbeat while conscious is normally required for the consciousness to “untether” then you would either expect no NDEs from a DHCA study, or a much lower incidence. That may be why we only see one RED (although that is one more than was seen in the 2021 study).
Given that that there was only one reported RED (i.e. an experience meeting the stricter criteria outlined in the 2022 consensus statement – something I am leaning to much more given some of the physicalist’s adoption of the term NDE to describe all kinds of non-classical NDE events) and that normally only 20-25% of people who have a RED report an OBE (in this dimension at least), then you would not expect an OBE, especially one that noticed the screen.
As for guessing the fruits – banana, apple, pear – I suspect that if you asked 100 people to randomly name the first 3 fruits that came into their heads maybe 5-10% would come up with this combination. If it had been Apple, Banana orange it would probably be 30%. Anyway, the authors acknowledge that not too much should be made of this finding as chance may play a part. (they need to change the words and images for future studies as people familiar with these studies may taint the results)
Sceptics may argue that I am clutching at straws by remaining positive here, and they may be right, but if this had been a study with 10 times the number of patients, and there had been no NDEs with OBEs, then I might agree. As it is, I think my position is rational, if on the optimistic side.
In conclusion (from our perspective), while there was no OBE with explicit recall of images, given the 1 RED, this DHCA pilot study hints at the possibility of using DHCAs as a better method for exploring consciousness during CA, and specifically REDs. However, accounting for the possibility of a lower prevalence of REDs from this procedure than that seen in the unplanned CA population, much larger numbers may be needed. Hopefully they carried on with collecting data after January 2022 and we won’t have to wait another 5 years! Moreover, I hope they are continuing collecting data for AWARE II since it is still possible DHCAs may prove a dead end.
Parnia continues to lead the way in research into consciousness during CA. He is genuinely an outstanding researcher in this field and I hope that one day his labor and perseverance will be rewarded. All power to Parnia!
Finally, if you haven’t already, please visit this site which has my books on NDEs etc and feel free to buy one! If you read a book, liked it but not yet reviewed/rated it, then please do so. Finally I am in process of creating audiobook versions of some of the books which will be available later in June.

